/

  / IAM Solutions Compared: Top Providers in 2026

IAM Solutions Compared: Top Providers in 2026

The identity and access management market will pass $25 billion in 2026, and it is crowded with vendors that all make the same promise: the right people get the right access to the right resources at the right time. The hard part of any IAM solutions comparison is not finding capable products.

It is that the leading platforms were each built to solve a different problem first, then expanded outward. Okta started with access. SailPoint started with governance. CyberArk started with privilege. Choose by brand reputation alone, and you risk buying a governance tool to solve an access problem, or paying enterprise prices for capabilities a mid-market team will never switch on.

This guide compares the major providers by what they are actually good at, then walks through how to match one to your environment.

IAM Solutions Comparison 2026

What Is an IAM Solution?

An IAM solution is the set of technologies that manages digital identities and controls what each identity can access. NIST frames the goal simply: ensure the right people and things have the right access to the right resources at the right time. In practice, that breaks into a few core functions: authenticating users (proving they are who they claim), authorizing them (deciding what they may do), and administering the account lifecycle as people join, move, and leave.

The category splits into recognizable disciplines.

  • Access management (AM) handles authentication and single sign-on.
  • Identity governance and administration (IGA) handles who should have access and proves it to auditors.
  • Privileged access management (PAM) protects the high-value accounts that can change infrastructure or read sensitive data.

Most vendors now sell across these lines, but few are equally strong in all of them. That gap is the whole reason a comparison is worth doing.

Reach SOC 2 Compliance in 6 Weeks or Less

Schedule Your Free SOC 2 Assessment Today

Why Comparing IAM Solutions Matters in 2026

Identity is now the primary attack surface. Stolen credentials and phishing remain among the top routes attackers use to get inside, which is why identity spending keeps climbing even when other security budgets flatten. The IAM market reached roughly $22 billion in 2025 and is on track for about $25 billion in 2026, growing near 15 percent a year, according to Fortune Business Insights.

Two shifts make the comparison harder than it was a few years ago. First, the workforce went hybrid and cloud-first, so identity has to span on-prem systems, SaaS, and multi-cloud at once. Second, machine identities exploded. Your choice of platform now locks in how well you can govern not just employees but the service accounts, tokens, and AI agents multiplying across your environment.

Gartner has reported that roughly 48 percent of organizations still lack a written IAM strategy — a serious problem, because a comparison is worth little if it is not anchored to documented requirements. Vendor demos are designed to make every product look like the obvious answer.

IAM Solutions Comparison Checklist

Key Criteria for Comparing IAM Solutions

A useful comparison rests on a consistent scorecard rather than the feature checklists vendors supply. The criteria below are the ones that tend to decide satisfaction two years after purchase.

Core Identity and Access Capabilities

Start with the fundamentals: single sign-on, multi-factor authentication, lifecycle provisioning and deprovisioning, and access certification. The differentiator in 2026 is adaptive, risk-based authentication that weighs device, location, and behavior before granting access, alongside phishing-resistant methods such as passkeys. A tool that only does password-plus-OTP is already behind.

Deployment Options: Cloud-Native, Hybrid, and On-Premises

Deployment model shapes cost, speed, and control. Cloud-native SaaS platforms deploy fastest and shift maintenance to the vendor. On-prem suits organizations with strict data-residency rules or deep legacy systems. Hybrid is the common reality, and the question to ask is how gracefully a platform bridges old and new — not whether it claims to.

Integration Capabilities with Existing Infrastructure

An IAM platform is only as good as its connectors. Look for prebuilt integrations with your core systems, directory services, HR platforms, and major SaaS apps, plus open standards support: SAML, OIDC, SCIM, and increasingly standards for continuous authorization. A thin connector catalog means custom engineering, which is where budgets quietly disappear.

Scalability for Enterprise vs. Mid-Market Organizations

Scale is not only user count. It is the number of applications, directories, and identity types a platform can govern without performance or administrative strain. Enterprise suites assume a dedicated identity team. Mid-market tools assume a stretched IT generalist. Buying the wrong tier means either paying for unused complexity or hitting a ceiling within two years.

Pricing Models and Total Cost of Ownership

Headline per-user pricing rarely reflects real cost. Implementation, professional services, connector licensing, premium support, and the internal staff time to run the platform often exceed the subscription itself.

Compliance and Audit Support

For regulated industries, audit support is a core feature, not a bonus. Strong platforms run access certification campaigns, segregation-of-duties checks, and audit-ready reports aligned with frameworks such as SOX, HIPAA, ISO 27001, and PCI DSS. The NIST Digital Identity Guidelines (SP 800-63, revised in 2025) are a useful reference for the assurance levels your authentication should meet.

Vendor Support, Stability, and Roadmap

You are buying a multi-year relationship. Financial stability, support quality, and a credible roadmap matter as much as today’s feature set, especially as the market consolidates and converges. A vendor that gets acquired or pivots can leave you maintaining a product on a slow decline.

Pro Tip: Comparing Quotes

When you compare quotes, normalize them to a three-year total cost of ownership that includes implementation and at least one major version upgrade. Vendors that look cheap per seat sometimes carry the heaviest services bill, and the gap usually shows up in year one, not at signing.

IAM Solutions Compared: The Leading Providers

The vendors below dominate enterprise shortlists. Each entry notes the problem the platform solves best — which is the most reliable way to read past the marketing.

Okta Workforce Identity Cloud

Okta is the largest independent identity vendor and was named a Leader in the 2025 Gartner Magic Quadrant for Access Management for the ninth straight year. Its strength is breadth of integration: thousands of prebuilt connectors and a neutral, vendor-agnostic stance make it a natural hub for organizations running a mix of clouds and SaaS. Workforce access and single sign-on are its core. Governance and privileged access are newer additions and less mature than the specialists’.

Microsoft Entra ID

Entra ID, formerly Azure AD, is the default identity layer for any organization committed to Microsoft 365 and Azure, sharing that nine-consecutive-year Leader position in the 2025 Access Management Magic Quadrant. Its advantage is bundling and tight integration with the Microsoft estate, which makes the economics hard to beat for existing customers. The trade-off is that its best experience assumes a Microsoft-centric world; heterogeneous environments lose some of the seamlessness.

SailPoint IdentityIQ

SailPoint is the reference name in identity governance. IdentityIQ, and its SaaS sibling Identity Security Cloud, is built for complex enterprises that must govern access across structured and unstructured data, prove compliance, and automate certifications at scale. It carries depth that mid-market teams rarely need, and it expects a real governance program and the staff to run it.

CyberArk

CyberArk is the privileged access leader, repeatedly placed in the Leaders quadrant of Gartner’s PAM Magic Quadrant. Its heritage is securing the most dangerous accounts: domain admins, root, service credentials, and now machine and AI-agent secrets. Organizations with serious privilege risk or regulatory pressure on admin access tend to standardize here. It is a specialist platform first, broadening into wider identity security.

Ping Identity

Ping Identity is an enterprise-grade access management and federation platform, recognized as a Leader in the 2025 Access Management Magic Quadrant. It appeals to large organizations with demanding customer-identity (CIAM) and complex federation requirements, and to teams that want fine-grained control and orchestration. It rewards identity maturity and can be heavier to operate than turnkey SaaS.

IBM Security Verify

IBM Security Verify offers a broad identity suite spanning access, governance, and risk, with particular traction in large hybrid enterprises already invested in IBM. Its strength is breadth and fit with complex on-prem-plus-cloud estates. Buyers outside the IBM ecosystem tend to weigh it against more focused competitors.

Saviynt

Saviynt is a cloud-native challenger that converges governance and privileged access on a single platform. Named a Challenger in the 2025 Gartner PAM Magic Quadrant while holding a strong governance reputation, its pitch is convergence: one platform for IGA, PAM, and application access governance, covering human and non-human identities alike. Organizations tired of stitching point tools together find this attractive.

BeyondTrust

BeyondTrust is a privileged access specialist named a Leader in the 2025 Gartner PAM Magic Quadrant, where it was positioned highest of all vendors in Ability to Execute. It is strong in privileged remote access and just-in-time privilege, which matters for organizations securing third-party and vendor access. Like CyberArk, it is a PAM-first platform rather than a full-suite IAM.

JumpCloud

JumpCloud takes a different tack: an open directory platform aimed at small and mid-sized businesses that need to manage identities, devices, and access without a heavyweight enterprise suite. It consolidates directory, SSO, MFA, and device management in one place, which suits lean IT teams. Very large enterprises usually outgrow its governance depth.

Google Cloud IAM

Google Cloud IAM governs access to Google Cloud resources rather than acting as a general workforce IAM. It is essential if your infrastructure runs on GCP, where it controls which users and services can act on which resources at a fine grain. It is not a substitute for a workforce access or governance platform; it solves the cloud-resource layer specifically.

Reach SOC 2 Compliance in 6 Weeks or Less

Schedule Your Free SOC 2 Assessment Today

IAM Solutions Comparison: Providers at a Glance

The table below summarizes where each provider is strongest and the kind of organization it fits. Analyst positions reflect the 2025 Gartner Magic Quadrants for Access Management and Privileged Access Management.

VendorPrimary StrengthBest Fit

2025 Gartner Position

OktaWorkforce access, SSO, broad integrationsMid-market to enterprise, multi-cloud SaaSLeader, Access Management
Microsoft Entra IDMicrosoft ecosystem integration, bundled valueMicrosoft-centric organizations of any sizeLeader, Access Management
SailPointIdentity governance, access certification, complianceLarge enterprises with complex governance needsLeader, IGA
CyberArkPrivileged access, machine identity, secrets managementEnterprises with high privilege risk or compliance pressureLeader, PAM
Ping IdentityCIAM, federation, fine-grained access controlLarge enterprises with complex customer or partner identityLeader, Access Management
IBM Security VerifyBroad suite, hybrid enterprise fitLarge IBM-invested enterprisesChallenger, Access Management
SaviyntConverged IGA + PAM, cloud-nativeCloud-first enterprises seeking platform consolidationChallenger, PAM
BeyondTrustPrivileged remote access, just-in-time privilegeEnterprises with third-party and vendor access riskLeader, PAM (highest Ability to Execute)
JumpCloudDirectory, SSO, MFA, device management unifiedSMBs with lean IT teamsNiche Player
Google Cloud IAMFine-grained GCP resource access controlGCP-native infrastructure teamsN/A (cloud platform IAM)

Insider Note: A Leader badge in one Magic Quadrant says nothing about the others. Gartner publishes separate quadrants for Access Management, PAM, and IGA, and the leaders rarely overlap cleanly. A vendor topping the access quadrant may be a niche player in governance. Always check the quadrant that matches the problem you are actually solving.

IAM Solutions Compared by Category

Best for Privileged Access Management (PAM)

CyberArk and BeyondTrust are the two specialists, with BeyondTrust positioned highest in Ability to Execute in the 2025 PAM Magic Quadrant and CyberArk a long-standing Leader. Saviynt is the convergence option for teams that want PAM inside a broader governance platform. If privilege is your primary risk driver, these three define the shortlist — and the choice between them comes down to whether you want a dedicated specialist or a unified platform.

Best for Identity Governance and Administration (IGA)

SailPoint and Saviynt anchor this category. SailPoint suits the most complex governance programs, particularly where unstructured data and legacy systems are in scope. Saviynt appeals to cloud-first organizations that want governance and PAM unified. Both expect a mature internal program to drive value; neither is a set-and-forget deployment.

Best for Workforce Access

Okta and Microsoft Entra ID dominate workforce single sign-on and access, with Ping Identity strong where federation and customer identity requirements are demanding. The choice often comes down to how committed you are to the Microsoft stack. Organizations with a genuinely mixed environment tend to land on Okta or Ping; Microsoft shops rarely need to look further than Entra.

Best for Machine and Non-Human Identity (NHI)

This is the fastest-moving category in the market. CyberArk and Saviynt have invested heavily in securing machine identities and AI-agent secrets, and the broader market is racing to catch up as non-human identities become the dominant identity type in most environments. Any vendor you shortlist should have a specific, credible answer for how it governs service accounts, API tokens, and AI agents — not just a roadmap slide.

Best for Cloud-Native Environments

Google Cloud IAM, Entra ID, and Okta fit cloud-first estates naturally, while Saviynt and JumpCloud offer cloud-native delivery without on-prem baggage. The right answer here depends almost entirely on where your workloads actually run, not where you plan to be in three years.

IAM Solutions Compared by Organization Size

Best for Small and Mid-Sized Businesses

SMBs need fast deployment, predictable pricing, and minimal administration overhead. JumpCloud’s consolidated directory-plus-device approach fits lean IT teams, and Entra ID is the natural choice for businesses already on Microsoft 365. Enterprise governance suites like SailPoint are usually overkill at this size — both in complexity and cost — and they assume a level of internal governance maturity that most SMBs have not yet built.

Best for Large Enterprises

Large enterprises need depth: complex governance, fine-grained access, strong PAM, and the ability to span many directories, clouds, and application types. SailPoint, CyberArk, Ping, IBM, and the enterprise tiers of Okta and Saviynt populate these shortlists. The realistic outcome is often a small portfolio of best-of-breed tools rather than a single platform, though convergence offerings from vendors like Saviynt are narrowing that gap for organizations willing to place a bigger bet on one provider.

Reach SOC 2 Compliance in 6 Weeks or Less

Schedule Your Free SOC 2 Assessment Today

Cost Comparison of Leading IAM Solutions

Key Pricing Factors to Evaluate

Most enterprise IAM vendors price per identity per month, often in tiers, and reserve advanced governance, PAM, and AI features for higher bands. The line items that catch buyers off guard are connector and integration licensing, professional-services fees for implementation, premium support tiers, and the internal headcount needed to operate the platform day-to-day. Non-human identities increasingly count toward licensing too, which can dramatically change the math given how fast they multiply in cloud-native environments.

Short-Term vs. Long-Term Cost Considerations

A cheaper platform that needs heavy customization can cost more over three years than a pricier turnkey option. Conversely, an over-featured enterprise suite drains budget on capabilities a smaller team will never use. The honest comparison is total cost of ownership across the full contract, including the migration cost you will eventually face if you choose poorly. That last item is easy to ignore in a procurement process and expensive to ignore in practice.

Steps to Choose IAM Solution

How to Choose the Right IAM Solution for Your Organization

Step 1: Assess Your Size and User Base

Count not just employees but contractors, partners, customers where relevant, and the machine identities already in your environment. The ratio of non-human to human identities alone can rule some platforms in or out of contention before you reach a demo.

Step 2: Define Your Security Objectives and Compliance Requirements

Write down the specific outcomes you need: phishing-resistant access, automated certifications for an upcoming audit, privileged-account control, or all of these. Map them to the frameworks you must satisfy — ISO 27001, HIPAA, PCI DSS, SOX, or others. This document becomes your scorecard and prevents requirements from shifting mid-evaluation to favor a vendor that ran a good demo.

Step 3: Evaluate Integration and Deployment Needs

Inventory your core systems and confirm prebuilt connectors exist for each. Decide where you sit on the cloud-to-on-prem spectrum, then test in a proof of concept how the platform handles your messiest integration, not its cleanest demo scenario. The difficult edge cases are where real-world value separates from slide-deck value.

Step 4: Compare Vendor Strengths Against Your Use Cases

Match the problem you are solving to the vendor built for it. An access problem points to Okta, Entra, or Ping. A governance problem points to SailPoint or Saviynt. A privilege problem points to CyberArk or BeyondTrust. Resist buying a specialist’s adjacent module just because it sits on the same invoice.

Important: The most common comparison mistake is letting an incumbent relationship decide the outcome before requirements are written. Buying governance from your access vendor, or privilege from your directory vendor, because it is convenient often means accepting a weaker tool for the job that matters most. Convenience is a legitimate factor, but it should be weighed deliberately — not assumed.

Step 5: Account for Implementation Risk and Change Management

IAM projects fail more often on rollout than on technology. Provisioning rules touch every employee, and a botched deployment either locks people out or grants too much. Budget for a phased rollout, internal expertise or a capable implementation partner, and the cultural change that stricter access controls bring. Enterprise-scope implementations commonly run several months to a year, and that timeline is driven by integration complexity and process change far more than by the software itself.

Reach SOC 2 Compliance in 6 Weeks or Less

Schedule Your Free SOC 2 Assessment Today

Emerging Trends Shaping IAM Solution Comparisons in 2026

AI-Driven Identity Threat Detection

IAM platforms increasingly use machine learning to spot anomalous access in real time and respond before damage spreads. Gartner research has suggested that organizations applying AI to identity can cut identity-related breaches significantly. The capability is real and worth weighting as a comparison criterion, but probe whether it is a working capability or a roadmap slide — the difference is usually visible in a proof of concept.

Converging IAM Domains Into Unified Platforms

The long-standing split between access, governance, and privilege is blurring. Gartner has predicted that a large majority of organizations will prefer converged platforms over point solutions, and vendors like Saviynt have built their entire pitch around that shift. Convergence promises fewer silos and simpler audits, at the cost of betting more of your identity stack on a single provider. That is a reasonable trade for some organizations and a concentration risk for others — know which camp you are in before the sales cycle begins.

Growth of Machine and Non-Human Identity Management

Machine identities now vastly outnumber human ones. CyberArk’s research puts the ratio above 80 to 1 in many organizations, with nearly half of those identities holding sensitive or privileged access. Other studies cite ratios from 45 to 1 up to 144 to 1 in cloud-native environments. The dedicated NHI management market was valued near $3.6 billion in 2025 and is projected to grow past $22 billion by 2034. Any platform you compare in 2026 should have a credible, specific answer for governing service accounts, tokens, and AI agents.

Worth Knowing: Two in Three Enterprises Report Breaches

Industry research has found that two-thirds of enterprises have suffered a breach involving a compromised non-human identity, and a large share of machine credentials are over-privileged or never rotated. If a vendor's NHI story is vague, that gap is where your next incident is most likely to start.

Shift Toward Passwordless and Decentralized Identity

Passwordless access is becoming the workforce default. Gartner expects passwordless to be the standard for workforce authentication across many enterprises by the end of 2026, and the FIDO Alliance reports that more than 15 billion online accounts now support passkeys. Decentralized identity and verifiable credentials are earlier in maturity but worth tracking as a longer-term shift in who controls identity data — particularly for organizations managing large partner or customer identity ecosystems.

 

Conclusion: Choosing the Right IAM Solution

There is no single best IAM solution, only the best fit for the problem you are solving and the environment you run. The leaders are genuinely strong, but they lead in different races: Okta and Entra in access, SailPoint and Saviynt in governance, CyberArk and BeyondTrust in privilege. Anchor the comparison to written requirements, normalize cost to a multi-year total, and weight the criteria that still matter after the demo ends: integration depth, governance for both human and machine identities, compliance readiness, and a roadmap you can trust. Get those right, and the shortlist tends to choose itself.

Frequently Asked Questions About IAM Solutions

What is the difference between IAM, IGA, and PAM?

IAM is the umbrella discipline for managing identities and access. IGA — identity governance and administration — is the subset focused on who should have access, running access certifications, and demonstrating compliance to auditors. PAM — privileged access management — is the subset that protects high-risk accounts with elevated permissions, including admin credentials, service accounts, and machine identities. Most enterprises use all three, sometimes from different vendors, and the boundaries between them are blurring as the market converges.

IAM is commonly described through four functions: authentication (verifying identity), authorization (granting appropriate access), administration (managing the identity lifecycle from onboarding through deprovisioning), and auditing and governance (monitoring and proving that access is correct and compliant). Together, they cover the full life of an identity from creation to removal.

It depends on scope. A focused SMB deployment can go live in weeks, while a full enterprise governance or PAM program commonly takes several months to a year. The timeline is driven by integration complexity and process change far more than by the software itself — a fact that surprises many buyers who treat implementation as an afterthought during procurement.

Platforms with strong hybrid bridging suit mixed estates. Microsoft Entra ID fits Microsoft-heavy hybrids naturally, Okta and Ping handle vendor-neutral mixes well, and IBM and SailPoint serve complex on-prem-plus-cloud enterprises with deep governance needs. The best choice depends on which systems dominate your environment today, not only where you plan to be.

The usual traps are comparing feature lists instead of fit-to-use-case, underestimating total cost of ownership, letting an incumbent relationship preempt requirements, and overlooking machine-identity governance until it becomes a breach. A written scorecard built before vendor contact and a realistic proof of concept focused on your hardest integrations address most of them.

They automate access certifications, enforce segregation of duties, log access events, and generate audit-ready reports mapped to frameworks such as SOX, HIPAA, ISO 27001, and PCI DSS. Strong governance tooling turns audit preparation from a manual scramble into a continuous, documented process — which is a meaningful operational advantage for teams facing regular external audits.

To ensure the right identities have the right access to the right resources at the right time — and no more. Everything else, from single sign-on to adaptive authentication to just-in-time privilege, serves that foundational principle of least privilege.

Axipro Author

Picture of Pedro Dias

Pedro Dias

Pedro has been writing online for over 10 years. With experience in all things programming, cyber security, and compliance, he is our editor-in-chief at Axipro.

Blog Highlights

Explore More Articles

If your ISO 27001 certificate covers all of your health and care data processing, the NHS Data Security and Protection Toolkit does two useful things with it. It marks the applicable evidence items as complete on its own, and it shrinks the scope of any independent audit to whatever your certification doesn’t already cover. A certified vendor who does the mapping properly walks into a DSPT submission with most of the technical and organizational evidence already written, already audited, and already versioned. What ISO 27001 won’t do is get you out of the DSPT. It says nothing about the NHS-specific information governance items, clinical safety, the national data opt-out, or Caldicott principles. Vendors who assume “certified means done” usually discover this in the last two weeks of June. This piece is for the founder, CTO, or ops lead at a UK health-tech company who owns compliance without being a compliance person. It covers what each framework asks for, which Annex A controls line up with which DSPT requirements, which evidence you can reuse as-is, which needs reframing around patient data, and a five-step workflow for turning an existing ISMS into a DSPT submission. One more thing on timing: NHS England published DSPT version 9 for the 2026/27 cycle on 4 September 2026, and the submission deadline is 30 June 2027. So this exercise belongs in your calendar now, not next spring. Understanding the Two Frameworks at a Glance​ What ISO 27001:2022 Covers ISO/IEC 27001:2022 is the international standard for an Information Security Management System (ISMS). It comes in two halves. Clauses 4 to 10 define the management system itself: context, leadership, risk assessment and treatment, resourcing, operation, performance evaluation, and continual improvement. Annex A lists 93 reference controls across four themes (organizational, people, physical, technological). Your Statement of Applicability (SoA) records which of those controls you apply, which you exclude, and why. An accredited certification body issues the certificate after a two-stage audit, then you keep it through annual surveillance audits and a three-year recertification cycle. The certificate covers a defined scope, and that scope statement is the first thing a DSPT assessor reads. What the NHS DSPT Requires in 2026/27 The Data Security and Protection Toolkit (DSPT) is NHS England’s annual online self-assessment for every organization that touches NHS patient data or systems. It’s a contractual requirement under the NHS Standard Contract. Your published status (“Standards Met”, “Standards Exceeded”, “Approaching Standards”, “Standards Not Met”) is publicly searchable, so procurement teams and prospective NHS customers do look it up. The Toolkit isn’t one assessment. NHS England tailors it by organization category, and your category decides which assertions you answer and whether you need an independent audit. Version 9 came out on 4 September 2026. The Category 1 view is aligned to CAF version 4.0, and the whole thing closes on 30 June 2027. Insider Note: Most health-tech SaaS vendors are Category 3, not Category 2. To be an IT Supplier you need all three things at once: digital goods or services to the NHS, 50 or more staff, and £10 million or more in turnover. Picking “IT Supplier” because you sell NHS-facing software, without hitting the size thresholds, lands you in a heavier evidence set and a mandatory audit you may not need. Check the category before you check anything else. Key Structural Differences Between ISO 27001 and DSPT Four differences matter when you’re trying to reuse evidence. What they’re about. ISO 27001 is an information security standard. The DSPT is an information governance standard that includes security. A good chunk of it deals with lawful basis, transparency, data subject rights, records management, and the SIRO and Caldicott Guardian roles. None of that is in Annex A. How you’re assured. ISO 27001 gets certified once and surveilled once a year by an accredited body. The DSPT starts from a blank submission every year, and Category 1 and 2 organizations get independently assessed every year too. How granular they are. Annex A controls read as objectives (“access rights shall be provisioned, reviewed, modified and removed”). DSPT evidence items read as things to upload (“a list of all systems that hold personal data, with the date of last review”). So the mapping runs many-to-one in both directions. Where they’re heading. Since 2024/25 NHS England has been moving the Toolkit onto the NCSC Cyber Assessment Framework (CAF). CAF is outcome-based: assessors score you Achieved, Partially Achieved, or Not Achieved against an NHS England profile, rather than accepting a policy upload as proof. Category 1 organizations are already there. Category 2 and 3 are still on assertions and evidence, but NHS England has said CAF alignment will reach more organization types over time. The Business Case for Reusing ISO 27001 Evidence in DSPT How Much of DSPT Can Realistically Be Satisfied by ISO 27001 Controls For a Category 2 or 3 vendor with a full-scope ISO 27001 certificate, expect 60 to 75 percent of the mandatory evidence items to come from ISMS artifacts, either automatically (where the Toolkit auto-completes them) or with some light reframing. The rest is NHS-specific governance and information governance content that ISO 27001 doesn’t touch. The NHS’s own guidance treats reuse as a scope question. The DSPT help pages say an ISO 27001 certification must cover all health and care data processing to receive the full exemption, and that a certificate scoped only to an IT department is good evidence for many of the IT questions but not all of them. If your certificate says “the SaaS platform hosted in AWS eu-west-2” and NHS data also passes through your support desk tooling, your analytics sandbox, and a contractor’s laptop, the auto-completion won’t apply. Your assessor will want to know how those flows are controlled. Time and Cost Savings for Health-Tech Vendors There’s no fee to submit the DSPT. The cost is internal time, plus, if you’re Category 2, the independent audit and the annual penetration test the mandatory assertions expect. Building a first DSPT submission from nothing usually takes

ISO 27001 Gap Analysis
This step-by-step guide will help you understand an ISO 27001 gap analysis, its benefits, and how to execute it effectively. By following these best practices, your organization will be well-prepared for the ISO 27001 certification audit and subsequent ISO 27001 audits.

Most companies start their first SOC 2 or ISO 27001 project in a spreadsheet, only to have it fall apart in week 6. This is typically when they’ll call us asking us to implement a GRC system that scales. Excel holds 154 controls fine. The trouble starts when an auditor sends over an evidence request list, two frameworks need updating at once, and a control owner who hasn’t opened the file since March edits the wrong row. This article gives you a free GRC workbook template built to take into consideration the hundreds of engagements we’ve guided. It walks you through each tab and tells you plainly when you’ve outgrown it. We’ve worked with hundreds of companies implementing SOC 2 + ISO 27001 and to be honest, for 80% of cases, using excel is feasible and even advised. Its a tool most of the staff knows and using it cuts onboarding times from weeks to a few hours. It also makes it accessible to the whole organization. The workbook covers all 33 SOC 2 Common Criteria plus the Availability, Confidentiality, Processing Integrity, and Privacy criteria, all 93 ISO 27001:2022 Annex A controls, a crosswalk between the two, and the evidence, risk, policy, and gap trackers that sit around them. It’s free, there are no macros, and it opens in Excel or Google Sheets. Why Start SOC 2 and ISO 27001 Tracking in a Spreadsheet The obvious argument for using Excel is cost and ease of use. A GRC platform costs around $10,000 a year before you’ve put a single control in place, and it pushes you into its control library and its workflow before you understand your own environment. A spreadsheet costs nothing and holds exactly the columns you need. More usefully, it makes you think about scope, ownership, and evidence before you automate any of it, and that thinking is the part no platform does for you. There’s a less obvious reason too. Teams that build their first control inventory by hand understand it. They know why CC6.3 maps to A.5.18, why the offboarding checklist is evidence for both, and who actually owns it. Teams that inherit a pre-populated platform library often don’t, and it shows in audit interviews when the auditor asks a control owner to explain a control they’ve never read. When a GRC Workbook Makes Sense A spreadsheet is the right tool when you’re chasing one or two frameworks, your team is under about 50 people, and one person owns compliance day to day. It also suits the readiness phase for any company. Scoping, gap analysis, and control design all go faster in a workbook than in a platform because there’s nothing to configure first. If you’re aiming for a SOC 2 Type I, or an ISO 27001 certificate with a tightly bounded ISMS scope, the workbook can carry you all the way to the audit. When You’ve Outgrown Excel (and Need a Platform) Excel breaks at scale in predictable ways. Spreadsheet research going back decades keeps finding that most operational spreadsheets contain at least one error; a review of field audits across 88 operational spreadsheets found errors in 94% of them. A compliance workbook with 1,400 formulas and a dozen editors isn’t exempt. Add a Type II observation period, where you collect the same evidence every month for a year, and manual tracking stops being a discipline and becomes someone’s full-time job. The specific tripwires are covered later in the article, but the short version is that when evidence collection becomes the bottleneck, it’s time to stop. What’s Inside the Free GRC Workbook Template The workbook has nine tabs. Eight get their own section in the walkthrough below; the ninth, Gap Analysis, is a remediation log that feeds the dashboard. Every tab uses the same color convention.  Navy headers mean pre-filled reference content. Teal headers with light yellow cells are the fields you fill in. Grey headers are formula columns, and you should leave those alone. SOC 2 Trust Services Criteria Coverage All 61 criteria from the AICPA 2017 Trust Services Criteria (with the 2022 revised points of focus) are already in there: the 33 Common Criteria across CC1 through CC9, plus Availability (3), Confidentiality (2), Processing Integrity (5), and Privacy (18). Each row has a plain-English summary of what the criterion expects, so a control owner who has never opened the AICPA document can still understand what they’re being asked to prove. ISO 27001 Annex A Controls Coverage All 93 Annex A controls from ISO/IEC 27001:2022 are listed under their four themes: Organizational (37), People (8), Physical (14), and Technological (34). Each control has a short description of what it covers and a pre-computed column showing which SOC 2 criteria relate to it. Unified Control Mapping Between SOC 2 and ISO 27001 The Crosswalk tab maps every SOC 2 criterion to the Annex A controls and ISO clauses it overlaps with, labels the overlap as Shared, Partial, or SOC 2-specific, and pulls the live status and evidence IDs from the SOC 2 tab. A second table lists the 13 Annex A controls that have no meaningful SOC 2 counterpart, so you know what to track on its own. Evidence Tracker Every piece of evidence gets one row, tagged to the SOC 2 criteria and ISO controls it supports, with an owner, a source system, a location, the period it covers, and how often you collect it. A formula works out the next due date and flags each item as Current, Due Soon, Overdue, or Not Scheduled. Owner and Status Fields Both control tabs have a Control Owner column and a Status dropdown with five defined states: Not Started, In Progress, Implemented, Needs Remediation, and Not Applicable. The definitions sit on the Overview tab so that two people setting a status on the same day mean the same thing by it. Risk Register Tab Likelihood and impact on a 1 to 5 scale, an automatic score, a rating (Critical, High, Medium, Low), a treatment